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Diligent AI

Trends in anti-insider trading enforcement

June 12, 2024
1 min read

Hosted by:

Meghan Day

Meghan Day

Principal Solution Designer

With Guests:

Rebecca Fike

Rebecca Fike

Partner in Shareholder Litigation & Enforcement, Government Investigations & White-Collar Defense

There have been significant developments in insider trading regulations, particularly concerning enforcement. How can boards stay informed and proactive? In this episode of the Corporate Director’s Podcast Show, Rebecca Fike, a Partner in Shareholder Litigation and Enforcement, Government Investigations, and White-Collar Defense at Vinson & Elkins, provides valuable insights.

More about the podcast

In this episode:

  • Insider Trading Trends: Fike delves into the key elements of insider trading and their implications for board responsibilities.
  • Enforcement: She shares her perspective on how regulatory bodies like the SEC and DOJ enforce insider trading laws to foster a culture of compliance.
  • Predictions: Fike discusses emerging trends in insider trading and advises boards on aligning with their management teams to set the right tone at the top.